Hou Tak Securities Limited
厚德證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hou Tak Securities Limited (厚德證券有限公司), a Hong Kong-based licensed corporation with CE reference ABN233. Current licensed staff on file: 0 (total recorded over time: 22).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2020-01-24 |
| Type 4 — Advising on securities | present | 2003-07-30 |
| Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Type 9 — Asset management | present | 2003-07-30 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tsan Sang Au 區贊生 | RO 1 | 2006-08 | 2007-02 |
| Chun Man Chan 陳俊文 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Lam Chiu Hui 許林釗 | RO 1 Rep 1 | 2005-07 | 2006-08 |
| Ming Biu Leung 梁明標 | RO 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Avvy Siu Wa Tam 譚少華 | RO 1 Rep 1 | 2007-05 | 2014-04 |
| Winston Tak Sun van 萬德生 | RO 1, 4, 6, 9 | Pre-2003 | 2005-09 |
| Philip Chi Wah Wong 黃智華 | RO 1 Rep 1 | 2006-04 | 2014-01 |
| Yuet Wah (SFC:ABW346) Wong 黃月華 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-08 |
| Wai Man (SFC:ACL111) Chan 陳偉文 | Rep 1 | 2009-10 | 2009-11 |
| Lai Foon Cheng 鄭禮歡 | Rep 1 | 2008-06 | 2008-08 |
| Fu Chi Chung 鍾富枝 | Rep 1 | 2007-08 | 2007-09 |
| Paul Siu Cheong Fong 方少昌 | Rep 1 | 2007-10 | 2007-11 |
| Candies Hung Ling Ho 何紅玲 | Rep 1 | 2004-12 | 2006-07 |
| Shek Chung Ho 何石中 | Rep 1 | 2008-12 | 2009-07 |
| Fan Ming Hung 孔繁明 | Rep 1 | 2008-08 | 2014-02 |
| Philip Fu Lam 林富 | Rep 1 | 2007-12 | 2008-11 |
| Wing Tak Lee 李永德 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Kam Yin Sit 薛錦然 | Rep 1 | 2009-12 | 2013-04 |
| Ming Kit Sum 沈明傑 | Rep 1 | 2006-09 | 2007-06 |
| Venessa Wai Ling Wong 黃惠玲 | Rep 1 | 2005-08 | 2005-11 |
| Yee Wing Wong 黃懿榮 | Rep 1 | 2004-08 | 2004-10 |
| Alice Fuk Yuk Yau 游馥玉 | Rep 1 | 2009-08 | 2009-10 |
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