Ming Kit Sum
沈明傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Kit Sum (沈明傑), a licensed Representative with CE reference AED732. Currently licensed at 1 firm(s): DT Securities & Futures Co. Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-21 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-17 | 2019-08-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-05 | 2011-10-31 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-10 | 2009-05-01 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-21 | 2008-08-22 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-18 | 2007-06-08 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-30 | 2006-09-11 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-18 | 2004-03-26 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-21 | 2003-11-17 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-16 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-16 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-16 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-16 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-16 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-16 |