Philip Chi Wah Wong
黃智華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chi Wah Wong (黃智華), a licensed Responsible Officer with CE reference ABV200. Currently licensed at 1 firm(s): Celera Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | present |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 4 — Advising on securities | 2022-10-05 | present |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-09 | 2022-10-05 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2022-01-21 | 2022-05-31 |
| Yee Tai Asset Management Limited | RO | Type 4 — Advising on securities | 2021-05-07 | 2021-11-19 |
| Yee Tai Asset Management Limited | RO | Type 9 — Asset management | 2021-05-07 | 2021-11-18 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-29 | 2021-04-29 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-07 | 2020-05-25 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-22 | 2020-05-25 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-24 | 2019-12-20 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-24 | 2019-12-20 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-26 | 2019-08-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-22 | 2019-08-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-03 | 2018-09-26 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-12 | 2014-01-31 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-23 | 2013-04-05 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-13 | 2011-10-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-05 | 2011-10-03 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-14 | 2008-06-02 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-13 | 2007-11-14 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-18 | 2007-03-13 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-30 | 2006-04-13 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-13 | 2004-06-24 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-23 | 2004-03-31 |