Alice Fuk Yuk Yau
游馥玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Fuk Yuk Yau (游馥玉), a licensed Representative with CE reference APF540. Currently licensed at 1 firm(s): Public Financial Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-06 | present |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-30 | 2023-07-04 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-30 | 2023-07-04 |
| China On Securities Limited 中安證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-21 | 2021-06-25 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-15 | 2021-04-21 |
| China On Securities Limited 中安證券有限公司 |
Rep | Type 9 — Asset management | 2021-04-15 | 2021-06-25 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-20 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-21 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-21 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-11-21 | 2021-04-13 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2017-11-21 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-27 | 2017-11-21 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-17 | 2017-07-02 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2016-10-17 | 2017-07-02 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-12 | 2016-10-17 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-12 | 2016-10-17 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2016-06-14 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2015-12-21 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-12 | 2015-03-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-12 | 2015-03-25 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2014-10-31 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-10 | 2014-10-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-22 | 2012-11-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-06 | 2012-11-15 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-04 | 2009-10-16 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-14 | 2009-07-25 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2009-07-25 |