Tsan Sang Au
區贊生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsan Sang Au (區贊生), a licensed Responsible Officer with CE reference AAF445. Currently licensed at 1 firm(s): EX ASSET MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EX ASSET MANAGEMENT LIMITED |
RO | Type 4 — Advising on securities | 2021-06-24 | present |
| EX ASSET MANAGEMENT LIMITED |
RO | Type 9 — Asset management | 2021-06-24 | present |
| EX ASSET MANAGEMENT LIMITED |
Rep | Type 4 — Advising on securities | 2021-06-11 | 2021-06-24 |
| EX ASSET MANAGEMENT LIMITED |
Rep | Type 9 — Asset management | 2021-06-11 | 2021-06-24 |
| PSG Digital Asia Limited | RO | Type 4 — Advising on securities | 2019-02-08 | 2021-04-28 |
| PSG Digital Asia Limited | RO | Type 9 — Asset management | 2019-02-08 | 2021-04-28 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-15 | 2021-04-28 |
| Original Group Securities Limited 原創集團證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2018-10-15 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-09 | 2018-08-15 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-22 | 2018-08-15 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-15 | 2018-08-15 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-28 | 2015-06-30 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-03-28 | 2015-06-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-22 | 2007-03-28 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-29 | 2007-02-12 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-08 | 2006-07-31 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-06 | 2006-07-31 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-18 | 2005-09-08 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-17 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-30 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-30 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-11-17 |