EX ASSET MANAGEMENT LIMITED

CE No. BNC457 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EX ASSET MANAGEMENT LIMITED (), a Hong Kong-based licensed corporation with CE reference BNC457. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 7). Earliest licence on file: 2018-12-13.

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Registered address

Unit 602-603, Prosperity Millennia Plaza, 663 Kings Road, North Point

Licence history

Activity	From	To
Type 4 — Advising on securities	2018-12-13	present
Type 9 — Asset management	2018-12-13	present

Licensed staff (all-time) (7)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Tsan Sang Au 區贊生	RO 4, 9 Rep 4, 9	2021-06	Present
Hiu Ki Chu 朱曉琪	RO 4, 9 Rep 4, 9	2021-03	Present
Hoi Tung Lam 林海東	RO 4, 9	2018-12	2019-12
Kai Hung Leung 梁啟洪	RO 4, 9	2018-12	2024-03
Kwun Cheong So 蘇冠昌	RO 4, 9 Rep 4, 9	2021-03	Present
Wai Hong So 蘇偉康	RO 4, 9 Rep 4, 9	2020-01	2021-07
Yiu Kwok Poon 潘耀國	Rep 4, 9	2023-02	2024-02