Kam Yau Chan
陳金友
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yau Chan (陳金友), a licensed Responsible Officer with CE reference AAA506. Currently licensed at 1 firm(s): Precision Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Precision Securities Limited 麗盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | present |
| Precision Securities Limited 麗盛證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | present |
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-09 | 2017-10-27 |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-02 | 2004-12-09 |
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-02 | 2004-09-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 — Asset management | present | 2003-08-04 |