Promising Securities Company
昌盛證券公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Promising Securities Company (昌盛證券公司), a Hong Kong-based licensed corporation with CE reference AAA502. Current licensed staff on file: 0 (total recorded over time: 16).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-01-05 |
| Type 4 — Advising on securities | present | 2004-01-05 |
| Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Type 9 — Asset management | present | 2004-01-05 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sam Hing Sum Chan 陳卿森 | RO 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Hing Ting Chan 陳卿庭 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Kam Yau Chan 陳金友 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Ki Tup Chan Hui 陳許琪沓 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Ching Sheng Chen 陳卿勝 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Yee Mui Choi 蔡綺梅 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Siu Chuen Chung 鍾紹全 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Ting Ting Fu 傅婷婷 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Wai Man Ho 何偉文 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Ting Kong 江汀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Kam Nin Lee 李金年 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Kim Po Lee 李劍波 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Mona Chau Ping Li 李秋萍 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Marceline Yan Yee Shum 岑人兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Lai Wah Tai 戴麗華 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Chin Ping Tang 鄧展平 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
Showing 1–16 of 16