Kam Nin Lee
李金年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Nin Lee (李金年), a licensed former licensee with CE reference AAA508. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-02 | 2014-11-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-24 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-24 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 — Asset management | present | 2003-12-24 |