Rosanna Kam Ha Chan
陳錦霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosanna Kam Ha Chan (陳錦霞), a licensed former licensee with CE reference AAA564. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-05 | 2016-12-12 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-02-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2016-02-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2010-09-01 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2012-01-01 |