Tak Tai Kou
高德泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Tai Kou (高德泰), a licensed former licensee with CE reference AAA798. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-02-16 | 2015-03-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-03-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-29 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-12-29 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | present | 2005-12-31 |