Yuen Ming Yau
丘遠明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ming Yau (丘遠明), a licensed former licensee with CE reference AAA936. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-05-17 |
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-29 |