Thing On Securities Limited

晉安證券有限公司

CE No. ACI905 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thing On Securities Limited (晉安證券有限公司), a Hong Kong-based licensed corporation with CE reference ACI905. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 8 (total recorded over time: 16).

More firms doing Dealing in securities →

Registered address

17/F, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wan Chai

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	2004-11-29
Type 6 — Advising on corporate finance	present	2004-11-29
Type 9 — Asset management	present	2004-11-29

Licensed staff (all-time) (16)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Kally Chong 莊嘉俐	RO 1, 4	Pre-2003	2003-10
Pak Cheung Hung 洪泊章	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Chung Tak Wong 王聰德	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Fung Yuen Wong 王逢源	RO 1, 4, 6, 9	Pre-2003	Present
Derick Wong Ngo 王文俊	RO 1 Rep 1	2008-07	Present
Yuen Ming Yau 丘遠明	RO 1, 4, 6, 9	Pre-2003	2005-05
Tsun Kit Chow 周俊潔	Rep 1, 4, 6, 9	Pre-2003	2004-10
Melvin Wong Gaw 蔡永強	Rep 1	2008-05	2008-06
Laura Sui Yuen Lam 林瑞苑	Rep 1	2007-10	Present
Gloria Man Yin Lau 劉敏妍	Rep 1	2007-12	2010-03
Yau Kan Man 萬幼勤	Rep 1, 4, 6, 9	Pre-2003	2005-03
Frankie Tak Shun Shiu 邵德順	Rep 1, 4, 6, 9	Pre-2003	2014-10
Cho Ming Wong 王灶明	Rep 1, 4, 6, 9	Pre-2003	Present
Roland Ka Yeung Wong 王家揚	Rep 1	2011-09	Present
Tiantian Yang 楊田田	Rep 1	2016-09	Present
Alan Ka Lun Yau 丘嘉倫	Rep 1, 4, 6, 9	Pre-2003	2016-06