Frankie Tak Shun Shiu
邵德順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Tak Shun Shiu (邵德順), a licensed Representative with CE reference AAG656. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-22 | 2022-06-30 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-10-14 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |