Yau Kan Man
萬幼勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Kan Man (萬幼勤), a licensed Representative with CE reference ABO232. Currently licensed at 2 firm(s): Corporate Brokers Limited, Corporate Commodities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-17 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-17 | present |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-02 | 2023-03-16 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-12 | 2023-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | 2006-07-11 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-17 | 2006-01-18 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2005-08-16 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-25 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |