Alan Ka Lun Yau
丘嘉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Lun Yau (丘嘉倫), a licensed Representative with CE reference AEJ178. Currently licensed at 2 firm(s): Upbest Commodities Company Limited, Upbest Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-03-20 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | present |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2022-01-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-08 | 2017-01-06 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-06-01 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| Thing On Securities Limited 晉安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-29 |