Gary Hung
洪基立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Hung (洪基立), a licensed former licensee with CE reference AAB182. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
RO | Type 4 — Advising on securities | 2024-01-26 | 2026-05-04 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
RO | Type 9 — Asset management | 2024-01-26 | 2026-05-04 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-28 | 2024-01-26 |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
Rep | Type 9 — Asset management | 2023-12-28 | 2024-01-26 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-27 | 2023-06-18 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 — Asset management | 2023-02-27 | 2023-06-18 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-08 | 2023-01-27 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-08 | 2023-01-27 |
| Babel Asset Management (HK) Limited |
RO | Type 4 — Advising on securities | 2019-03-18 | 2022-07-15 |
| Babel Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2019-03-18 | 2022-07-15 |
| HX Innovation Capital Management Co. Limited 華夏創新基金管理有限公司 |
RO | Type 9 — Asset management | 2016-01-29 | 2016-11-18 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 — Advising on securities | 2014-10-23 | 2015-04-30 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 9 — Asset management | 2014-10-23 | 2015-04-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2013-04-25 | 2014-01-01 |
| Creative Asset Management Limited 創智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-07-09 | 2012-11-05 |
| Creative Asset Management Limited 創智資產管理有限公司 |
RO | Type 9 — Asset management | 2008-07-09 | 2012-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-11-15 | 2008-07-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-11-15 | 2008-07-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-12 | 2004-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |