Sai Yan Chiu
趙世欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Yan Chiu (趙世欣), a licensed Representative with CE reference AAB408. Currently licensed at 1 firm(s): Emperor Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-12 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-01 | 2023-06-30 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | 2023-02-10 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-05 | 2019-11-15 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-17 | 2018-10-31 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-28 | 2015-11-17 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-02-28 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-04 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-04 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-04 |