Kun Kwok Ng
吳謹國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun Kwok Ng (吳謹國), a licensed Representative with CE reference AAB719. Currently licensed at 1 firm(s): Christfund Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | present |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-03-28 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-15 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-15 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-15 |