Chi Ngong Chan
陳熾昂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ngong Chan (陳熾昂), a licensed former licensee with CE reference AAB966. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-12 | 2022-01-28 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-14 | 2017-09-29 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-01-02 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-29 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-29 |
| China Point Stock Brokers Limited 中方證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-29 |