Ken Kin Wing Lau
劉建荣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Kin Wing Lau (劉建荣), a licensed former licensee with CE reference AAB985. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-22 | 2020-06-30 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-28 | 2020-06-30 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-22 | 2020-06-30 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-22 | 2020-06-30 |
| Prestige Asset Management Limited 盛德資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-22 | 2019-03-28 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 9 — Asset management | 2018-11-19 | 2019-01-03 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-16 | 2019-01-03 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | 2019-01-03 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-16 | 2018-11-19 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-20 | 2018-05-31 |
| Tairos Investment Management Company Limited 泰萊投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-20 | 2018-05-31 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-29 | 2018-04-06 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-29 | 2018-04-06 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-24 | 2018-04-06 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-12 | 2013-06-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-06 | 2013-06-07 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-06 | 2013-06-07 |