Mark Ming Kwan Yau
丘明崑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Ming Kwan Yau (丘明崑), a licensed former licensee with CE reference AAC016. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-04 | 2017-08-01 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-10 | 2017-08-01 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-10 | 2004-10-29 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-10 | 2017-08-01 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-10 | 2004-10-29 |