Yat Hon Ng
吳一翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hon Ng (吳一翰), a licensed former licensee with CE reference AAC023. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-10-08 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-08 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-08 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 9 — Asset management | present | 2003-10-08 |