Ling Securities Limited
榮業證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Securities Limited (榮業證券有限公司), a Hong Kong-based licensed corporation with CE reference AFZ747. Current licensed staff on file: 0 (total recorded over time: 6).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-10-08 |
| Type 4 — Advising on securities | present | 2003-10-08 |
| Type 6 — Advising on corporate finance | present | 2003-10-08 |
| Type 9 — Asset management | present | 2003-10-08 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Timmy Siu Hon Ng 吳小翰 | RO 1 | Pre-2003 | 2003-05 |
| Yat Hon Ng 吳一翰 | RO 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Tze Kin Choi 蔡子健 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Leander Yuk Kwong Lee 李煜光 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Wai Hong Liu 柳維翰 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| King Wah Yan 甄景華 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
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