Timmy Siu Hon Ng
吳小翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timmy Siu Hon Ng (吳小翰), a licensed former licensee with CE reference ADS593. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-23 | 2022-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-16 | 2022-10-31 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-10 | 2015-03-16 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-01 | 2014-12-12 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-01 | 2014-12-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-13 | 2014-03-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-13 | 2014-03-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 — Advising on securities | 2011-05-03 | 2013-06-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-26 | 2013-06-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-27 | 2013-06-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2004-05-27 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-30 | 2004-03-31 |
| Ling Securities Limited 榮業證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-30 |