Wai Hong Liu
柳維翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong Liu (柳維翰), a licensed Representative with CE reference AGA689. Currently licensed at 1 firm(s): Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-01 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-02 | 2003-09-17 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-02 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-30 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-30 |
| Ling Securities Limited 榮業證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-30 |