Larry Kwong Lau Tam
譚廣流
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Larry Kwong Lau Tam (譚廣流), a licensed former licensee with CE reference AAC093. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2011-11-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2009-02-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-13 | 2009-02-07 |