Hsieh Shen Fang
方學淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsieh Shen Fang (方學淳), a licensed Representative with CE reference AAC133. Currently licensed at 1 firm(s): JW Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | Rep | Type 9 — Asset management | 2019-04-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-24 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-06 | 2013-07-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-15 | 2010-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |