Victor Lap Lik Chu
諸立力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victor Lap Lik Chu (諸立力), a licensed Responsible Officer with CE reference AAC382. Currently licensed at 3 firm(s): FE Securities Limited, First Eastern Investments Limited, China Merchants China Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FE Securities Limited 廣利證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-15 | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 4 — Advising on securities | 2005-06-15 | present |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 — Advising on securities | present | present |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Evolution Asia Investments Limited | RO | Type 1 — Dealing in securities | 2010-09-10 | 2016-09-01 |
| Evolution Asia Investments Limited | RO | Type 6 — Advising on corporate finance | 2010-09-10 | 2019-08-30 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-15 | 2012-12-28 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-04-15 |
| China Canton Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2005-03-31 |
| China Canton Management (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 — Asset management | present | 2005-04-15 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 — Asset management | present | 2005-04-15 |
| China Canton Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2005-03-31 |