First Eastern Investments Limited

第一東方投資有限公司

CE No. AAJ620 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Eastern Investments Limited (第一東方投資有限公司), a Hong Kong-based licensed corporation with CE reference AAJ620. Currently licensed for regulated activity type(s) 4 — Advising on securities. Current licensed staff on file: 3 (total recorded over time: 7).

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Registered address

21/F, Five Pacific Place, 28 Hennessy Road

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	2005-01-31
Type 9 — Asset management	present	2018-04-30

Licensed staff (all-time) (7)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Victor Lap Lik Chu 諸立力	RO 4, 6, 9	Pre-2003	Present
Tze Shun Fung 馮子信	RO 4 Rep 4, 9	2013-05	Present
David Chin Hung Ho 何展鴻	RO 4, 9	Pre-2003	2016-11
Elizabeth Ka Yee Kan 簡家宜	RO 4, 6, 9	Pre-2003	Present
Carl Arthur Loo 盧光漢	RO 4, 6, 9	Pre-2003	2005-03
Kam Shing Yam 任錦成	RO 4, 9	2016-11	2017-08
Peter Chi Keung Chan 陳志強	Rep 4, 9	2008-07	2018-12