Elizabeth Ka Yee Kan
簡家宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Ka Yee Kan (簡家宜), a licensed Responsible Officer with CE reference ABP976. Currently licensed at 3 firm(s): China Merchants China Investment Management Limited, FE Securities Limited, First Eastern Investments Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 — Asset management | 2018-03-12 | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Evolution Asia Investments Limited | RO | Type 4 — Advising on securities | 2009-10-06 | 2019-08-30 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-04-15 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 — Asset management | present | 2018-03-12 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-31 |