Carl Arthur Loo
盧光漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Arthur Loo (盧光漢), a licensed former licensee with CE reference AAJ627. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |