Wui Yuen Tso
曹會源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wui Yuen Tso (曹會源), a licensed former licensee with CE reference AAC572. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Integrity Securities Limited 匯誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-11 | 2025-05-09 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-03 | 2012-04-03 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-31 |