Richard Wing Kong Lo
盧永廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wing Kong Lo (盧永廣), a licensed former licensee with CE reference AAC603. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-15 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-15 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-15 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-15 |