Soen Tak Securities Company Limited
順德證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soen Tak Securities Company Limited (順德證券有限公司), a Hong Kong-based licensed corporation with CE reference ABN598. Current licensed staff on file: 0 (total recorded over time: 6).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2006-10-09 |
| Type 4 — Advising on securities | present | 2003-10-10 |
| Type 6 — Advising on corporate finance | present | 2003-10-10 |
| Type 9 — Asset management | present | 2003-10-10 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Shing Chan 陳春成 | RO 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Yuk Tak Chan 陳鈺德 | RO 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Lap Wai Hui 許立偉 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Kelly Chi Kar Wong 黃子嘉 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Richard Wing Kong Lo 盧永廣 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Cheong Ng 吳昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
Showing 1–6 of 6