Cheong Ng
吳昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheong Ng (吳昌), a licensed former licensee with CE reference AAC609. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-12-20 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-10 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| Soen Tak Securities Company Limited 順德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |