Woon Lam Kwan
關煥霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Woon Lam Kwan (關煥霖), a licensed former licensee with CE reference AAC638. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Yip Stock Company Limited 大業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-04-01 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-31 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |