Tai Yip Stock Company Limited
大業證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yip Stock Company Limited (大業證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC867. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 13).
Registered address
304-7 China Insurance Group Building, 141 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-18 |
| Type 6 — Advising on corporate finance | present | 2004-11-18 |
| Type 9 — Asset management | present | 2004-11-18 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Harry Lai Wai Ip 葉黎偉 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Lai Tak Ip 葉黎達 | RO 1, 4, 6, 9 | Pre-2003 | 2024-12 |
| Raymond Lai Kar Yip 葉黎家 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Sau Ying Chan 陳秀英 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-10 |
| Wendy Chiu Yue Chan 陳昭豫 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Trevor Wai Kit Cheng 鄭衛傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-06 |
| Kow Ip 葉球 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-12 |
| Woon Lam Kwan 關煥霖 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-04 |
| Wilson Lam 林偉信 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-03 |
| Abby Suet Fong Law 羅雪芳 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-12 |
| Chun Man (SFC:AAY758) Law 羅俊文 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Rinson Yu Lung Wong 王裕龍 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-12 |
| Kar Fai Yeung 楊家輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-12 |
Showing 1–13 of 13
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