Raymond Lai Kar Yip
葉黎家
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Lai Kar Yip (葉黎家), a licensed Responsible Officer with CE reference AAC659. Currently licensed at 1 firm(s): Tai Yip Stock Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-08-01 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-18 |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-19 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-18 |
| Tai Yip Commodities & Futures Limited 大業商品期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-11-19 |
| Tai Yip Stock Company Limited 大業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-18 |