Siu Ning Chan
陳兆寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ning Chan (陳兆寧), a licensed Representative with CE reference AAC680. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-21 | present |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-14 | 2025-03-10 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-28 | 2019-01-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-11-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-01 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-01 | 2018-11-16 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-07-03 | 2016-10-08 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-10-08 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-07-03 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-21 |