Kai Chun Shum
岑啟臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chun Shum (岑啟臻), a licensed Representative with CE reference AAC767. Currently licensed at 1 firm(s): CC Kingdom Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-11 | present |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-08 | present |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-15 | 2016-06-04 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-06 | 2015-07-15 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-30 | 2015-03-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-19 | 2012-11-06 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-19 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-19 |