Siu Fun Ngan
顏少芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fun Ngan (顏少芬), a licensed former licensee with CE reference AAC998. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-06-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2017-10-02 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2017-04-07 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-15 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |