Shiu Kwong Chan
陳兆廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Kwong Chan (陳兆廣), a licensed former licensee with CE reference AAD012. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lee's Securities Company Limited 李氏證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-03 | 2024-07-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-03 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-26 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 9 — Asset management | present | 2004-02-26 |