Lees Securities Co.
李氏證券公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lees Securities Co. (李氏證券公司), a Hong Kong-based licensed corporation with CE reference AAD045. Current licensed staff on file: 0 (total recorded over time: 9).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-01-03 |
| Type 4 — Advising on securities | present | 2005-01-03 |
| Type 6 — Advising on corporate finance | present | 2005-01-03 |
| Type 9 — Asset management | present | 2005-01-03 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Judy Lai Ming Chan 陳麗明 | RO 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Shiu Kwong Chan 陳兆廣 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Kam Biu Fung 馮錦彪 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Yuet Ying (SFC:ABE657) Lee 李月瑛 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Yuen Fun Lo 盧婉芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Wai Ming (SFC:ABN465) Ng 伍渭明 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Sheung Har Tang 鄧尚霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Lai Sheung Wong Ho 黃何麗嫦 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Chiu Kui Yu 余潮駒 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
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