Wai Ming (SFC:ABN465) Ng
伍渭明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:ABN465) Ng (伍渭明), a licensed former licensee with CE reference ABN465. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lee's Securities Company Limited 李氏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-03 | 2010-03-31 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-03 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-17 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-17 |
| Lees Securities Co. 李氏證券公司 |
Rep | Type 9 — Asset management | present | 2003-09-17 |