Hon Yiu Lau
劉漢堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Yiu Lau (劉漢堯), a licensed Representative with CE reference AAD040. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-07 | present |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-05 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-26 |