Pui Yin Tsui
徐沛然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yin Tsui (徐沛然), a licensed Representative with CE reference AAD154. Currently licensed at 1 firm(s): Hing Wai Allied Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hing Wai Allied Securities Limited 興偉聯合證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-16 | present |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-04 | 2016-08-15 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-03-08 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-04 |