Mi Mi Lam
林美美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mi Mi Lam (林美美), a licensed Representative with CE reference AAD205. Currently licensed at 1 firm(s): MIB Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-19 | present |
| T & F Equities Limited | Rep | Type 1 — Dealing in securities | 2018-02-02 | 2022-09-16 |
| T & F Equities Limited | Rep | Type 1 — Dealing in securities | 2016-09-28 | 2016-09-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-04 | 2018-01-27 |
| T & F Equities Limited | RO | Type 1 — Dealing in securities | 2016-04-05 | 2016-09-28 |
| T & F Equities Limited | Rep | Type 1 — Dealing in securities | 2013-01-09 | 2016-04-05 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2013-01-01 |
| T & F Equities Limited | Rep | Type 1 — Dealing in securities | 2006-02-01 | 2011-05-25 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-31 | 2006-01-16 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |