Nelson Tze Shan Tang
鄧子山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Tze Shan Tang (鄧子山), a licensed Representative with CE reference AAD385. Currently licensed at 1 firm(s): Po Kay Securities & Shares Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | present |
| King Fook Commodities Company Limited 景福商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-01-19 | 2013-07-26 |
| King Fook Securities Company Limited 景福證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-28 | 2013-07-26 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-28 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |