Po Kay Securities & Shares Company Limited

步基證券有限公司

CE No. AAD452 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Kay Securities & Shares Company Limited (步基證券有限公司), a Hong Kong-based licensed corporation with CE reference AAD452. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 13 (total recorded over time: 31).

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →

Registered address

14/F, Grand Building, 15-18 Connaught Road Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 7 — Providing automated trading services	present	2004-11-01
Type 9 — Asset management	present	2005-06-28

Licensed staff (all-time) (31)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
William Yan Kwai Ng 吳仁貴	RO 1, 4, 6 Rep 1, 4, 6, 7, 9	Pre-2003	Present
Shuk Ming Suen 孫淑明	RO 1, 4, 6, 7, 9	Pre-2003	Present
Joseph Chung Ping Tang 鄧頌平	RO 1, 4, 6, 7, 9	Pre-2003	Present
Chong Ming Chan 陳昶銘	Rep 1, 4, 6, 7, 9	Pre-2003	2009-10
Simon King Hay Chan 陳景禧	Rep 1, 4	2011-08	Present
Suen Fai Cheng 鄭蓀輝	Rep 1, 4, 6, 7, 9	Pre-2003	2019-09
Sai Lun Chiu 招世麟	Rep 1	2010-03	2010-11
Wai Keung (SFC:ARA682) Chiu 趙偉強	Rep 1	2008-05	2008-10
Kam Fung Choi 蔡錦豐	Rep 1, 4, 6, 7, 9	Pre-2003	2009-10
Emily Bai Wah Chow 周佩華	Rep 1, 4, 6, 7, 9	Pre-2003	2021-03
On So Chow 周安素	Rep 1	2003-12	Present
Siu Wah Chui 徐少華	Rep 1	2016-11	Present
Man Kwong Chung 鍾晚光	Rep 1	2013-01	2020-02
Po Kwai Chung 鍾寶貴	Rep 1	2013-03	2015-05
Mimi Pui Mi Fok 霍佩媚	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Sammy Chi Kin Ho 何子建	Rep 1, 4, 6, 7, 9	Pre-2003	2004-09
Sin Chak Hung 洪先澤	Rep 1	2013-10	Present
Koon Kau Lai 黎冠球	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Chun On Lam 林俊安	Rep 1, 4, 6, 7, 9	Pre-2003	2011-10
Kam Kin Lam 林錦乾	Rep 1, 4, 6, 7, 9	Pre-2003	2008-10
List Lam 林春輝	Rep 1, 4, 6, 7, 9	Pre-2003	2022-10
Sammy Yuk Shing Lau 劉毓盛	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Kwai Yin Leung 梁貴燕	Rep 1, 4, 6, 7, 9	Pre-2003	2017-10
Kim Teng Lim 林錦定	Rep 1, 4, 6, 7, 9	Pre-2003	2009-03
Wing Cheong Luk 陸泳昌	Rep 1	2010-10	2012-07
Wing Yuen Ng 吳穎源	Rep 1	2011-08	2013-07
Clary Yuk Sen Pak 柏玉仙	Rep 1	2013-03	Present
Wing Shun Pang 彭永信	Rep 1	2011-08	2011-10
Nelson Tze Shan Tang 鄧子山	Rep 1	2013-07	Present
Hing Ho Tsang 曾慶豪	Rep 1, 4, 6, 7, 9	Pre-2003	2011-09
Beatrice Sum Mui Wai 衛心梅	Rep 1, 4, 6, 7, 9	Pre-2003	Present